ROSEMARY M. COLLYER, District Judge.
This matter is before the Court on Defendants' motion to dismiss. For the reasons discussed below, the motion will be granted.
Plaintiff is "a prisoner of the District of Columbia, in the custody of the Federal Bureau of Prisons." Compl. [Dkt. 1] at 2. He is serving a 30-year sentence imposed by the Superior Court of the District of Columbia on February 12, 1999, upon his conviction for aggravated assault. Id. at 3. The sentence runs "consecutive[ly] to a 1996 non-parolable federal sentence of fifty-seven months for unlawful possession of a firearm by a convicted felon." Id.
In anticipation of Plaintiff's parole eligibility date of January 1, 2010, on October 28, 2009, Scott Kubic ("Kubic"), a hearing examiner of the United States Parole Commission ("Commission"), conducted the initial parole hearing. Id. Kubic continued the hearing "due to his concerns about [Plaintiff's] involvement regarding a charge of conspiracy to commit murder." Id. Kubic's experience led him to believe "that, often times, offenders agree to plead guilty to lesser included offenses to minimize the length of their sentence[s], and not necessarily because they were not involved in more serious conduct." Id. at 3-4. Kubic obtained "a copy of the Police Report and Grand Jury Indictment," id. at 4, and based on this additional information, Kubic concluded that "a new hearing [was] necessary to allow [Plaintiff] the opportunity to respond to the information in those documents." Id.
"The indictment indicate[d] that between March 20, 1995 and December 13, 1995, members of the Stanton Terrace Crew, including [Plaintiff], conspired to murder members of the Parkland Crew, who were viewed as competitor crack cocaine dealers, in order to seek revenge for the killing of a former member of the Stanton Terrace Crew." McIntyre v. Ebbert, No. 3:10cv1739, 2011 WL 839544, at *1 (M.D.Pa. Mar. 7, 2011). Plaintiff "was indicted on twelve counts and subsequently pled guilty to three counts of Aggravated Assault." Id. The assault charges arose from an attempt by members of the Stanton Terrace Crew to murder an associate of the Parkland Crew, but the perpetrators only managed to shoot and wound three bystanders — two women and a child. Id. Kubic's concern apparently arose because of Plaintiff's supposed participation in or responsibility for the March 13, 1995 murder of William Zimmerman and the May 14, 1995 murder of Michael Thompson by members of the Stanton Terrace Crew. See id.
Id. at 3.
Executive Reviewer S. Husk ("Husk") concurred with the decision to deny Plaintiff parole, and to support his finding that Plaintiff's behavior "involved exceptional cruelty to the victims and reflects ongoing criminal behavior," id. 4, he described Plaintiff's criminal history and his current offenses of conviction as follows:
Id. at 3. Of particular note was Plaintiff's alleged "admi[ssion] to being present during two other shootings" on May 13, 1995 and May 14, 1995, "that resulted in the death of the victims. Those murders were also carried out in furtherance of the illegal activity of the Stanton Street Crew." Id. at 4. From these and other factors, Husk concluded "that the instant offense involved exceptional cruelty to the victims and reflects ongoing criminal behavior." Id.
Citing, among other things, Plaintiff's "presen[ce] when two other men were murdered in furtherance of the illegal activities of the Stanton Street Crew," the Commission denied Plaintiff parole. Compl., Ex. (Notice of Action dated Mar. 13, 2010) at 1. Rather than setting a rehearing date within 12 months as the 1987 Regulations would have allowed, the Commission made an upward departure, continuing the matter "for a reconsideration hearing in January 2013 after service of 36 months from [Plaintiff's] parole eligibility date of January 1, 2010." Notice of Action dated Mar. 13, 2010 at 1. Plaintiff's "request[] that the Commission reopen his case" was denied. Compl. at 6.
On August 19, 2010, Plaintiff filed a petition for a writ of habeas corpus in the United States District Court for the Middle District of Pennsylvania, id., "challenging the Commission's departure from the [1987 Regulations] for District of Columbia offenders." McIntyre, 2011 WL 839544, at *3. That court reviewed "an audio recording of [Plaintiff's] January 28, 2010 remand hearing before Hearing Examiner Pacholski," id. at *3, and concluded that there was "no rational basis for the Commission's departure from [1987 Regulations]" because "the recording flatly contradicts Pacholski's indication that [Plaintiff] admitted his presence at the two murders in question," id. at *6. The court granted Plaintiff's habeas petition and remanded the matter to the Commission "for further appropriate consideration in light of the fact that record supports no finding that the petitioner was present at either murder." Compl., Ex. (Order, McIntyre v. Ebbert, No. 3:10cv1739, 2011 WL 839544 (M.D.Pa. Mar. 7, 2011)).
On remand, the Commission "determined that there is insufficient evidence to conclude that [Plaintiff was] involved in [the] murders" committed on May 13, 1995 and May 14, 1995, but again denied parole for the following reasons:
Compl., Ex. (Notice of Action dated Apr. 14, 2011) at 1.
Plaintiff claims that Defendants have violated his rights to due process and equal protection, arguing that he was denied a fair and impartial parole hearing. See Compl. at 14-15, 31. The Commission's decision to deny parole was based on "[t]he deliberate fabrication of the record," he alleges, notwithstanding Plaintiff's evidence that he was not present at the murders. Id. at 25. In addition, he claims that Defendants failed to maintain Commission records with the requisite level of accuracy, and that they relied on erroneous information in the records resulting in a decision adverse to Plaintiff, that is, denial of parole. See id. at 26-27, 29. He brings this action under 42 U.S.C. § 1983 against Isaac Fulwood ("Fulwood"), Chair of the Commission, and hearing examiners Kubic, Pacholski and Husk in both their official and individual capacities, and under the Privacy Act, see 5 U.S.C. § 552a, against the Commission. See Compl. at 2-3. He demands a declaratory judgment, nominal and punitive damages, and injunctive relief. See id. at 34-35.
Defendants move to dismiss on the ground that Plaintiff's claims are barred under the doctrine of res judicata.
Youngin's Auto Body v. Dist. of Columbia, 711 F.Supp.2d 72, 78 (D.D.C.2010) (quoting Patton v. Klein, 746 A.2d 866, 869-70 (D.C.1999)).
Plaintiff brings due process and equal protection claims against Defendants arising from the Commission's March 13, 2010 decision to deny parole based on Pacholski's statement — later proved wrong — that during the reconsideration hearing Plaintiff admitted his presence at the murders committed on May 13, 1995 and May 14, 1995. These constitutional claims arise from the same nucleus of facts as did the claims before the Middle District of Pennsylvania on its consideration of Plaintiff's prior habeas petition. The petition was decided in Plaintiff's favor by a court of competent jurisdiction. Although the respondent to the habeas petition is not named a defendant to this civil action, he is considered in privity with Defendants in this action. See Wilson, 772 F.Supp.2d at 261 ("The government, its officers, and its agencies are regarded as being in privity for claim-preclusive purposes."). And "preclusive effect may be had from claims and issues litigated in a habeas case to those in a § 1983 case." Id. at 262; Christian v. McHugh, 847 F.Supp.2d 68, 74-75 (D.D.C.2012) (holding that district court rulings in prior habeas actions challenging court martial from the U.S. Army precluded subsequent civil action challenging authorized punishment imposed under Uniform Code of Military Justice).
Plaintiff responds that the claims presented in this action differ from those raised in his habeas petition because this case "is directed specifically at the named individuals in both their official and individual capacities for their participation and wrongful actions against Plaintiffs' [sic] right[s] as provided under the [C]onstitution." Pl.'s Opp'n [Dkt. 21] at 3. He cannot avoid the preclusive effect of the habeas ruling simply by naming new parties, particularly where these Defendants and the respondent to the habeas petition all are federal government officials. See Sunshine Anthracite Coal v. Adkins, 310 U.S. 381, 402-03, 60 S.Ct. 907, 84 L.Ed. 1263 (1940) ("There is privity between officers of the same government so that a judgment in a suit between a party and a representative of the United States is res judicata in relitigation of the same issue between that party and another officer of the government."); Warren v. McCall, 709 F.2d 1183, 1184-85 (7th Cir.1983) (finding that Parole Commission officers were in privity with warden for purposes of res judicata). Nor can Plaintiff exploit the fact that his habeas petition was filed under a different federal statute, see 28 U.S.C. § 2241, than the statute under which he proceeds in this case, see 42
The Court concludes that Plaintiff's claims arise from the same nucleus of facts as did the claims presented in his habeas action in the Middle District of Pennsylvania. The final judgment on the merits of the habeas petition precludes this § 1983 action.
Defendants are amenable to suit under § 1983 in both their individual capacities, see Fletcher v. District of Columbia, 370 F.3d 1223, 1227 (D.C.Cir.2004), vacated in part on other grounds, 391 F.3d 250 (D.C.Cir.2004), and in their official capacities insofar as Plaintiff demands prospective declaratory and injunctive relief. See Sellmon v. Reilly, 551 F.Supp.2d 66, 83 & n. 12 (D.D.C.2008).
"Courts have extended absolute immunity to a wide range of persons playing a role in the judicial process." Wagshal v. Foster, 28 F.3d 1249, 1252 (D.C.Cir. 1994) (collecting cases). The decision to grant this "quasi-judicial immunity" depends on three factors:
Id. The functions of Commissioners and other Commission officials generally meet this test. See, e.g., Anderson v. Reilly, 691 F.Supp.2d 89, 92 (D.D.C.2010) (Commissioner and hearing examiner); Mowatt v. U.S. Parole Comm'n, 815 F.Supp.2d 199, 206 (D.D.C.2011) (case analyst); Pate v. United States, 277 F.Supp.2d 1, 8 (D.D.C. 2003) (Chair of the former District of Columbia Parole Board); Reynolds El v. Husk, 273 F.Supp.2d 11, 13 (D.D.C.2002) (case examiner). The Court finds no reason to depart from these holdings, and finds that Defendants are protected by quasi-judicial immunity.
"The [Privacy] Act gives agencies detailed instructions for managing their records and provides for various sorts of civil relief to individuals aggrieved by failures on the Government's part to comply with the requirements." Doe v. Chao, 540 U.S. 614, 618, 124 S.Ct. 1204, 157 L.Ed.2d 1122 (2004). Among other requirements, the Privacy Act directs:
According to Plaintiff, Defendants' decision to depart from the 1987 Regulations occurred "without verification of all relevant factual evidence" and therefore "made an adverse decision based on inaccurate information to the detriment of [Plaintiff's] request for release." Compl. at 26. He claims that Pacholski made a "personal attempt of falsifying the record," id. at 28, presumably by injecting as if it were a fact an admission that Plaintiff was present at the May 13, 1995 and May 14, 1995 murders. See Pl.'s Opp'n at 3 (stating that the Commission made "an advers[e] decision ... based on inaccurate records ... the Plaintiff proved to be false, by entering documentation of [the prosecutor's statement] in open court ... that the [C]omission chose to ignore"). In this way, the Commission "acted in a manner which was intentional and willful." Compl. at 26. In other words, he contends that the Commission failed to maintain its records with the requisite level of accuracy because it failed to verify Pacholski's so-called fact — that Plaintiff was present at the May 13, 1995 and May 14, 1995 murders — and relied on this "fact" when denying his parole application. Plaintiff alleges that by ignoring the truth (that Plaintiff did not admit that he was present at the murders), the Commission acted intentionally and willfully and, therefore, Plaintiff insists he entitled to damages.
"Defendants do not dispute that they have some obligation to undertake efforts to maintain accurate records." Defs.' Mot. [Dkt. 18] at 21. They argue that Plaintiff has not made an adequate showing of an intentional or willful violation of the Privacy Act. Id. at 22. They point to Plaintiff's failure to mention the factual error in his April 30, 2010 letter asking the Commission to reopen his case. Id. The significance of this omission is unclear, particularly in this case. By then Plaintiff not only had denied his presence at the two murders but also had produced an excerpt of the sentencing transcript to support his assertion.
To prevail on his claim for damages, Plaintiff must show:
It cannot be said that Kubic obtained a copy of the police report and grand jury indictment and scheduled a new hearing without grounds for believing his actions were lawful. Offense behavior was relevant to the Commission's determination as to Plaintiff's suitability for release. See 28 D.C.M.R. § 204.18 (1987) (directing consideration of "whether the current offense involved a felony in which the parole candidate caused, attempted to cause, or threatened to cause death of serious bodily injury to another individual," and "whether the current offense involved a felony in which the parole candidate used a dangerous weapon," among other preincarceration factors, to determine whether the candidate should be paroled); cf. Griffin v. Ashcroft, No. 02-5399, 2003 WL 22097940, at *1 (D.C.Cir. Sept. 3, 2003) ("Appellant offers no support ... for the proposition that the BOP may never rely on evidence of crimes of which a prisoner was not convicted when making custody classification determinations."). Nor can it be said that Pacholski acted unlawfully, even if his belief in Plaintiff's "admission" were wrong. The Commission is not "strictly liable for every affirmative or negligent action that might be said to violate the Privacy Act's provisions." Albright v. United States, 732 F.2d 181, 189 (D.C.Cir.1984).
The Middle District of Pennsylvania noted:
McIntyre, 2011 WL 839544, at *7. Here, the Commission based its decision on remand on substantially these same reasons: Plaintiff's membership in the Stanton Street Crew which was involved in drug trafficking activities; the offenses of conviction arising from the May 11, 1995 shootings of three unintended victims in the course of what the Commission characterized as a planned act of retaliation against a rival crew; and other evidence of Plaintiff's "commitment to violent acts in furtherance of [his] criminal lifestyle." Compl., Ex. (Notice of Action dated Apr. 14, 2011) at 1. "[T]he Commission ceased reliance on the erroneous information," Defs.' Mot. at 22, and has articulated a rational basis for its decision to deny Plaintiff parole.
Plaintiff's claims are barred under the doctrine of res judicata and quasi-judicial immunity, and he has failed to state a claim under the Privacy Act. Accordingly, Defendants' motion to dismiss [Dkt. 18] will be granted. A memorializing Order accompanies this Opinion.
Compl., Ex. (Sentencing Transcript) at 13:20-24.